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- Subject: 90-906 -- OPINION, WASH. AIRPORTS v. NOISE ABATEMENT CITIZENS
-
- NOTICE: This opinion is subject to formal revision before publication in
- the preliminary print of the United States Reports. Readers are requested
- to notify the Reporter of Decisions, Supreme Court of the United States,
- Washington, D. C. 20543, of any typographical or other formal errors, in
- order that corrections may be made before the preliminary print goes to
- press.
- SUPREME COURT OF THE UNITED STATES
-
-
- No. 90-906
-
-
-
- METROPOLITAN WASHINGTON AIRPORTS AUTHORITY, et al., PETITIONERS v. CITIZENS
- FOR THE ABATEMENT OF AIRCRAFT NOISE, INC., et al.
-
- on writ of certiorari to the united states court of appeals for the
- district of columbia circuit
-
- [June 17, 1991]
-
-
-
- Justice Stevens delivered the opinion of the Court.
-
- An Act of Congress authorizing the transfer of operating control of two
- major airports from the Federal Government to the Metropolitan Washington
- Airport Authority (MWAA) conditioned the transfer on the creation by MWAA
- of a unique "Board of Review" composed of nine Members of Congress and
- vested with veto power over decisions made by MWAA's Board of Directors.
- {1} The principal question presented is whether this unusual statutory
- condition violates the constitutional principle of separation of powers, as
- interpreted in INS v. Chadha, 462 U. S. 919 (1983), Bowsher v. Synar, 478
- U. S. 714 (1986), and Springer v. Philippine Islands, 277 U. S. 189 (1928).
- We conclude, as did the Court of Appeals for the District of Columbia
- Circuit, that the condition is unconstitutional.
- I
- In 1940, Congress authorized the Executive Branch to acquire a tract of
- land a few miles from the Capitol and to construct what is now Washington
- National Airport (National). 54 Stat. 686. From the time it opened until
- 1987, National was owned and operated by the Federal Government. The
- airport was first managed by the Civil Aeronautics Agency, a division of
- the Commerce Department. 54 Stat. 688. In 1959, control of National
- shifted to the newly-created Federal Aviation Administration (FAA), an
- agency that, since 1967, has been a part of the Department of
- Transportation. See 72 Stat. 731; 80 Stat. 932, 938.
-
- A few years after National opened, the Truman Administration proposed
- that a federal corporation be formed to operate the airport. See
- Congressional Research Service, Federal Ownership of National and Dulles
- Airports: Background, Pro-Con Analysis, and Outlook 4 (1985) (CRS Report),
- reprinted in Hearings before the Subcommittee on Governmental Efficiency
- and the District of Columbia of the Senate Committee on Governmental
- Affairs, 99th Cong., 1st Sess., p. 404 (1985). The proposal was endorsed
- by the Hoover Commission in 1949 but never adopted by Congress. Instead,
- when Congress authorized construction of a second major airport to serve
- the Washington area, it again provided for federal ownership and operation.
- 64 Stat. 770. Dulles International Airport (Dulles) was opened in 1962
- under the direct control of the FAA. See CRS Report 1-2.
-
- National and Dulles are the only two major commercial airports owned by
- the Federal Government. A third airport, Baltimore Washington
- International (BWI), which is owned by the State of Maryland, also serves
- the Washington metropolitan area. Like Dulles, it is larger than National
- and located in a rural area many miles from the Capitol. Because of its
- location, National is by far the busiest and most profitable of the three.
- {2} Although proposals for the joint operating control of all three
- airports have been considered, the plan that gave rise to this litigation
- involves only National and Dulles, both of which are located in Virginia.
- Maryland's interest in the overall problem explains its representation on
- the Board of Directors of MWAA. See 49 U. S. C. App. MDRV 2456(e)(3)(c).
-
- Throughout its history, National has been the subject of controversy.
- Its location at the center of the Metropolitan area is a great convenience
- for air travelers, but flight paths over densely populated areas have
- generated concern among local residents about safety, noise, and pollution.
- Those living closest to the airport have provided the strongest support for
- proposals to close National or to transfer some of its operations to
- Dulles. See CRS Report 3.
-
- Despite the FAA's history of profitable operation of National and
- excellent management of both airports, the Secretary of Transportation
- concluded that necessary capital improvements could not be financed for
- either National or Dul les unless control of the airports was transferred
- to a regional authority with power to raise money by selling tax-exempt
- bonds. {3} In 1984, she therefore appointed an advisory commission to
- develop a plan for the creation of such a regional authority. Id., at 6.
-
- The Commission recommended that the proposed authority be created by a
- congressionally approved compact between Virginia and the District, and
- that its Board of Directors be composed of 11 members serving staggered
- 6-year terms, with five members to be appointed by the Governor of
- Virginia, three by the Mayor of the District, two by the Governor of
- Maryland, and one by the President, with the advice and consent of the
- Senate. See App. 17. Emphasizing the importance of a "non-political,
- independent authority," the Commission recommended that members of the
- board "should not hold elective or appointive political office." Ibid. To
- allay concerns that local interests would not be adequately represented,
- the Commission recommended a requirement that all board members except the
- Presidential appointee reside in the Washington metropolitan area. Ibid.
-
- In 1985, Virginia and the District both passed legislation authorizing
- the establishment of the recommended regional authority. See 1985 Va.
- Acts, ch. 598; 1985 D. C. Law 6-67. A bill embodying the advisory
- commission's recommendations passed the Senate. See 132 Cong. Rec.
- 7263-7281 (1986). In the House of Representatives, however, the
- legislation encountered strong opposition from Members who expressed
- concern that the surrender of federal control of the airports might result
- in the transfer of a significant amount of traffic from National to Dulles.
- See Hearings on H. R. 2337, H. R. 5040, and S. 1017 before the Subcommittee
- on Aviation of the House Committee on Public Works & Transportation, 99th
- Cong., 2d Sess., 1-3, 22 (1986).
- Substitute bills were therefore drafted to provide for the
- establishment of a review board with veto power over major actions of
- MWAA's Board of Directors. Under two of the proposals, the board of review
- would clearly have acted as an agent of the Congress. After Congress
- received an opinion from the Department of Justice that a veto of MWAA
- action by such a board of review "would plainly be legislative action that
- must conform to the requirements of Article 1, MDRV 7 of the Constitution,"
- {4} the Senate adopted a version of the review board that required Members
- of Congress to serve in their individual capacities as representatives of
- users of the airports. See 132 Cong. Rec. 28372-28375, 28504, 28521-28525
- (1986). The provision was further amended in the House, Id., at
- 32127-32144, and the Senate concurred, id., at 32483. Ultimately, MDRV
- 2456(f) of the Transfer Act as enacted defined the composition and powers
- of the Board of Review in much greater detail than the Board of Directors.
- Compare 49 U. S. C. App. MDRV 2456(f) with MDRV 2456(e).
-
- Subparagraph (1) of MDRV 2456(f) specifies that the Board of Review
- "shall consist" of nine Members of the Congress, eight of whom serve on
- committees with jurisdiction over transportation issues and none of whom
- may be a Member from Maryland, Virginia, or the District of Columbia. {5}
- Subparagraph 4(B) details the actions that must be submitted to the Board
- of Review for approval, which include adoption of a budget, authorization
- of bonds, promulgation of regulations, endorsement of a master plan, and
- appointment of the chief executive officer of the Authority. {6}
- Subparagraph 4(D) explains that disapproval by the Board will prevent
- submitted actions from taking effect. {7} Other significant provisions of
- the Act include paragraph 5, which authorizes the Board of Review to
- require Authority directors to consider any action relating to the
- airports; {8} subsection (g), which requires that any action changing the
- hours of operation at either National or Dulles be taken by regulation and
- therefore be subject to veto by the Board of Review; {9} and subsection
- (h), which contains a provision disabling MWAA's Board of Directors from
- performing any action subject to the veto power if a court should hold that
- the Board of Review provisions of the Act are invalid. {10}
-
- On March 2, 1987, the Secretary of Transportation and the MWAA entered
- into a long-term lease complying with all of the conditions specified in
- the then recently enacted Transfer Act. See App. to Pet. for Cert.
- 163a-187a. The lease provided for a 50-year term and annual rental
- payments of three million dollars "in 1987 dollars." Id., at 170a, 178a.
- After the lease was executed, MWAA's Board of Directors adopted bylaws
- providing for the Board of Review, Id., at 151a-154a, and Virginia and the
- District of Columbia amended their legislation to give MWAA power to
- establish the Board of Review, 1987 Va. Acts, ch. 665; 1987 D. C. Law 7-18.
- On September 2, 1987, the directors appointed the nine members of the Board
- of Review from lists that had been submitted by the Speaker of the House of
- Representatives and the President pro tempore of the Senate. App. 57-58.
-
- On March 16, 1988, MWAA's Board of Directors adopted a master plan
- providing for the construction of a new terminal at National with gates
- capable of handling larger aircraft, an additional taxiway turnoff to
- reduce aircraft time on the runway and thereby improve airport capacity, a
- new dual-level roadway system, and new parking facilities. Id., at 70-71,
- 89-91. On April 13, the Board of Review met and voted not to disapprove
- the master plan. Id., at 73-78.
- II
- In November 1988, Citizens for the Abatement of Aircraft Noise, Inc.,
- and two individuals who reside under flight paths of aircraft departing
- from and arriving at National (collectively CAAN) brought this action.
- CAAN sought a declaration that the Board of Review's power to veto actions
- of MWAA's Board of Directors is unconstitutional and an injunction against
- any action by the Board of Review as well as any action by the Board of
- Directors that is subject to Board of Review approval. Id., at 10. The
- complaint alleged that most of the members of CAAN live under flight paths
- to and from National and that CAAN's primary purpose is to develop and
- implement a transportation policy for the Washington area that would
- include balanced service among its three major airports, thus reducing the
- operations at National and alleviating noise, safety, and air pollution
- problems associated with such operations. Id., at 4. The complaint named
- MWAA and its Board of Review as defendants. Id., at 5.
- The District Court granted the defendants' motion for summary judgment.
- 718 F. Supp. 974 (DC 1989). As a preliminary matter, however, the court
- held that plaintiffs had standing to maintain the action for two reasons:
- {11} first, because the master plan will facilitate increased activity at
- National that is harmful to plaintiffs, and second, because the composition
- of the Board of Review diminishes the influence of CAAN on airport user
- issues since local congressmen and senators are ineligible for service on
- the Board. Id., at 980-982. On the merits, the District Court concluded
- that there was no violation of the doctrine of separation of powers because
- the members of the Board of Review acted in their individual capacities as
- representatives of airport users, and therefore the Board was not an agent
- of Congress. Id., at 985. Moreover, the Board's powers were derived from
- the legislation enacted by Virginia and the District, as implemented by
- MWAA's bylaws, rather than from the Transfer Act. Id., at 986. "In short,
- because Congress exercises
-
- no federal power under the Act, it cannot overstep its
- constitutionally-designated bounds." Ibid.
-
- A divided panel of the Court of Appeals for the District of Columbia
- Circuit reversed. 286 U. S. App. D.C. 334, 917 F. 2d 48 (1990). The court
- agreed that plaintiffs had standing because they had alleged a distinct and
- palpable injury that was "fairly traceable" to the implementation of the
- master plan and a favorable ruling would prevent MWAA from implementing
- that plan. Id., at 339, 917 F. 2d, at 53. On the merits, the majority
- concluded that it was "wholly unrealistic to view the Board of Review as
- solely a creature of state law immune to separation-of-powers scrutiny"
- because it was federal law that had required the establishment of the Board
- and defined its powers. Id., at 340, 917 F. 2d, at 54. It held that the
- Board was "in essence a congressional agent" with disapproval powers over
- key operational decisions that were "quintessentially executive," id., at
- 343, 917 F. 2d, at 57, and therefore violated the separation of powers,
- ibid. The dissenting judge, emphasizing the importance of construing
- federal statutes to avoid constitutional questions when fairly possible,
- concluded that the Board of Review should not be characterized as a federal
- entity but that, even if it were so characterized, its members could,
- consistent with the Constitution, serve in their individual capacities even
- though they were Members of Congress. Id., at 345-347, 917 F. 2d, at
- 59-61.
- Because of the importance of the constitutional question, we granted
- MWAA's petition for certiorari. 498 U. S. --- (1991). Although the United
- States intervened in the Court of Appeals to support the constitutionality
- of the Transfer Act, see 28 U. S. C. MDRV 2403(a), the United States did
- not join in MWAA's petition for certiorari. As a respondent in this Court
- pursuant to this Court's Rule 12.4, the United States has again taken the
- position that the Transfer Act is constitutional. {12}
- III
- Petitioners (MWAA and the Board of Review) renew the challenge to
- respondents' standing that was rejected by the District Court and the Court
- of Appeals. To establish standing, respondents "must allege personal
- injury fairly traceable to the defendant's allegedly unlawful conduct and
- likely to be redressed by the requested relief." Allen v. Wright, 468 U.
- S. 737, 751 (1984). Petitioners argue that respondents' asserted injuries
- are caused by factors independent of the Board of Review's veto power and
- that the injuries will not be cured by invalidation of the Board of Review.
- We believe that petitioners are mistaken.
- Respondents alleged that the master plan allows increased air traffic
- at National and a consequent increase in accident risks, noise, and
- pollution. App. 10. "For purposes of ruling on a motion to dismiss for
- want of standing, both the trial and reviewing courts must accept as true
- all material allegations of the complaint." Warth v. Seldin, 422 U. S.
- 490, 501 (1975). If we accept that the master plan's provisions will
- result in increased noise, pollution, and danger of accidents, this
- "personal injury" to respondents is "fairly traceable" to the Board of
- Review's veto power because knowledge that the master plan was subject to
- the veto power undoubtedly influenced MWAA's Board of Directors when it
- drew up the plan. Because invalidation of the veto power will prevent the
- enactment of the master plan, see 49 U. S. C. App. MDRV 2456(h), the relief
- respondents have requested is likely to redress their alleged injury.
- Moreover, the harm respondents have alleged is not confined to the
- consequences of a possible increase in the level of activity at National.
- The harm also includes the creation of an impediment to a reduction in that
- activity. See App. 8. The Board of Review was created by Congress as a
- mechanism to preserve operations at National at their present level, or at
- a higher level if possible. See supra, at ---. The Board of Review and
- the Master Plan, which even petitioners acknowledge is at a minimum "noise
- neutral," Brief for Petitioners 37-38, therefore injure CAAN by making it
- more difficult for CAAN to reduce noise and activity at National. {13}
- IV
-
-
- Petitioners argue that this case does not raise any
-
- separation-of-powers issue because the Board of Review neither exercises
- federal power nor acts as an agent of Congress. Examining the origin and
- structure of the Board, we conclude that petitioners are incorrect.
- Petitioners lay great stress on the fact that the Board of Review was
- established by the bylaws of MWAA, which was created by legislation enacted
- by the State of Virginia and the District of Columbia. Putting aside the
- unsettled question whether the District of Columbia acts as a State or as
- an agent of the Federal Government for separation-of-powers purposes, we
- believe the fact that the Board of Review was created by state enactments
- is not enough to immunize it from separation-of-powers review. Several
- factors combine to mandate this result.
- Control over National and Dulles was originally in federal hands, and
- was transferred to MWAA only subject to the condition that the States
- create the Board of Review. Congress placed such significance on the Board
- that it required that the Board's invalidation prevent the Airports
- Authority from taking any action that would have been subject to Board
- oversight. See 49 U. S. C. App. MDRV 2456(h). Moreover, the Federal
- Government has a strong and continuing interest in the efficient operation
- of the airports, which are vital to the smooth conduct of Government
- business, especially to the work of Congress, whose Members must maintain
- offices in both Washington and the districts that they represent and must
- shuttle back and forth according to the dictates of busy and often
- unpredictable schedules. This federal interest was identified in the
- preamble to the Transfer Act, {14} justified a Presidential appointee on
- the Board of Directors, and motivated the creation of the Board of Review,
- the structure and the powers of which Congress mandated in detail, see MDRV
- 2456(f). Most significant, membership on the Board of Review is limited to
- federal officials, specifically members of congressional committees charged
- with authority over air transportation.
- That the Members of Congress who serve on the Board nominally serve "in
- their individual capacities, as representatives of users" of the airports,
- MDRV 2456(f)(1), does not prevent this group of officials from qualifying
- as a congressional agent exercising federal authority for
- separation-of-powers purposes. As we recently held, "separation-of-powers
- analysis does not turn on the labeling of an activity," Mistretta, 488 U.
- S., at 393. The Transfer Act imposes no requirement that the Members of
- Congress who are appointed to the Board actually be users of the airports.
- Rather, the Act imposes the requirement that the Board members have
- congressional responsibilities related to the federal regulation of air
- transportation regulation. These facts belie the ipse dixit that the Board
- members will act "in their individual capacities."
- Although the legislative history is not necessary to our conclusion
- that the Board members act in their official congressional capacities, the
- floor debates in the House confirm our view. See, e. g., 132 Cong. Rec.
- 32135 (1986) (The bill "also provides for continuing congressional review
- over the major decisions of the new airport authority. A Congressional
- Board will still have veto power over the new airport authority's: annual
- budget; issuance of bonds; regulations; master plan; and the naming of the
- Chief Executive Officer") (Rep. Lehman); id., at 32136 ("In addition, the
- motion provides continued congressional control over both airports.
- Congress would retain oversight through a Board of Review made up of nine
- Members of Congress. This Board would have the right to overturn major
- decisions of the airport authority") (Rep. Coughlin); id., at 32137 ("Under
- this plan, Congress retains enough control of the airports to deal with any
- unseen pitfalls resulting from this transfer of authority. . . . We are
- getting our cake and eating it too. . . . The beauty of the deal is that
- Congress retains its control without spending a dime") (Rep. Smith); id.,
- at 32141 ("There is, however, a congressional board which is established by
- this. . . . [T]hat board has been established to make sure that the
- Nation's interest, the congressional interest was attended to in the
- consideration of how these two airports are operated") (Rep. Hoyer); id.,
- at 32142 (The bill does "not give up congressional control and oversight --
- that remains in a Congressional Board of review") (Rep. Conte); id., at
- 32143 ("I understand that one concern of Members is that by leasing these
- airports to a local authority, we would be losing control over them. But,
- in fact, under this bill exactly the opposite is true. We will have more
- control than before") (Rep. Hammerschmidt).
-
- Congress as a body also exercises substantial power over the
- appointment and removal of the particular Members of Congress who serve on
- the Board. The Transfer Act provides that the Board "shall consist" of
- "two members of the Public Works and Transportation Committee and two
- members of the Appropriations Committee of the House of Representatives
- from a list provided by the Speaker of the House," "two members of the
- Commerce, Science, and Transportation Committee and two members of the
- Appropriations Committee of the Senate from a list provided by the
- President pro tempore of the Senate," and "one member chosen alternately .
- . . from a list provided by the Speaker of the House or the President pro
- tempore of the Senate, respectively." 49 U. S. C. App. MDRV 2456(f)(1).
- Significantly, appointments must be made from the lists, and there is no
- requirement that the lists contain more recommendations than the number of
- Board openings. Cf. 28 U. S. C. MDRV 991(a) (Sentencing Reform Act upheld
- in Mistretta required only that the President "conside[r]" the
- recommendations of the Judicial Conference); 31 U. S. C. MDRV 703(a)
- (Congressional Commission only "recommend[s]" individuals for selection as
- Comptroller General). The list system, combined with congressional
- authority over committee assignments, guarantees Congress effective control
- over appointments. Control over committee assignments also gives Congress
- effective removal power over Board members because depriving a Board member
- of membership in the relevant committees deprives the member of authority
- to sit on the Board. See 49 U. S. C. App. MDRV 2456(f)(1) (Board "shall
- consist" of relevant committee members). {15}
-
- We thus confront an entity created at the initiative of Congress, the
- powers of which Congress has delineated, the purpose of which is to protect
- an acknowledged federal interest, and membership in which is restricted to
- congressional officials. Such an entity necessarily exercises sufficient
- federal
-
- power as an agent of Congress to mandate separation-ofpowers scrutiny. Any
- other conclusion would permit Congress to evade the "carefully crafted"
- constraints of the Constitution, INS v. Chadha, 462 U. S. 919, 959 (1983),
- simply by delegating primary responsibility for execution of national
- policy to the States, subject to the veto power of Members of Congress
- acting "in their individual capacities." Cf. Bowsher v. Synar, 478 U. S.
- 714, 755 (1986) (Stevens, J., concurring in judgment). {16}
-
- Petitioners contend that the Board of Review should nevertheless be
- immune from scrutiny for constitutional defects because it was created in
- the course of Congress' exercise of its power to dispose of federal
- property. See U. S. Const., Art. IV, MDRV 3, cl. 2. {17} In South Dakota
- v. Dole, 483 U. S. 203 (1987), we held that a grant of highway funds to a
- State conditioned on the State's prohibition of the possession of alcoholic
- beverages by persons under the age of 21 was a lawful exercise of Congress'
- power to spend money for the general welfare. See U. S. Const., Art. I,
- MDRV 8, cl. 1. Even assuming that "Congress might lack the power to impose
- a national minimum drinking age directly," we held that this indirect
- "encouragement to state action" was a valid use of the spending power.
- Id., at 212. We thus concluded that Congress could endeavor to accomplish
- the federal objective of regulating the national drinking age by the
- indirect use of the spending power even though that regulatory authority
- would otherwise be a matter within state control pursuant to the
- Twenty-first Amendment. {18}
- Our holding in Dole did not involve separation-of-powers principles.
- It concerned only the allocation of power between the Federal Government
- and the States. Our reasoning that, absent coercion, a Sovereign State has
- both the incentive and the ability to protect its own rights and powers,
- and therefore may cede such rights and powers, see id., at 210-211, is
- inapplicable to the issue presented by this case. Here, unlike Dole, there
- is no question about federal power to operate the airports. The question
- is whether the maintenance of federal control over the airports by means of
- the Board of Review, which is allegedly a federal instrumentality, is
- invalid, not because it invades any state power, but because Congress'
- continued control violates the separation-ofpowers principle, the aim of
- which is to protect not the States but "the whole people from improvident
- laws." Chadha, at 951. Nothing in our opinion in Dole implied that a
- highway grant to a State could have been conditioned on the State's
- creating a "Highway Board of Review" composed of Members of Congress. We
- must therefore consider whether the powers of the Board of Review may,
- consistent with the separation of powers, be exercised by an agent of
- Congress.
- V
- Because National and Dulles are the property of the Federal Government
- and their operations directly affect interstate commerce, there is no doubt
- concerning the ultimate power of Congress to enact legislation defining the
- policies that govern those operations. Congress itself can formulate the
- details, or it can enact general standards and assign to the Executive
- Branch the responsibility for making necessary managerial decisions in
- conformance with those standards. The question presented is only whether
- the Legislature has followed a constitutionally acceptable procedure in
- delegating decision-making authority to the Board of Review.
- The structure of our Government as conceived by the Framers of our
- Constitution disperses the federal power among the three branches -- the
- Legislative, the Executive, and the Judicial -- placing both substantive
- and procedural limitations on each. The ultimate purpose of this
- separation of powers is to protect the liberty and security of the
- governed. As former Attorney General Levi explained:
-
-
- "The essence of the separation of powers concept formulated by the Founders
- from the political experience and philosophy of the revolutionary era is
- that each branch, in different ways, within the sphere of its defined
- powers and subject to the distinct institutional responsibilities of the
- others is essential to the liberty and security of the people. Each
- branch, in its own way, is the people's agent, its fiduciary for certain
- purposes.
-
-
- . . . . .
-
-
-
-
- "Fiduciaries do not meet their obligations by arrogating to themselves the
- distinct duties of their master's other agents." Levi, Some Aspects of
- Separation of Powers, 76 Colum. L. Rev. 385-386 (1976).
-
-
- Violations of the separation-of-powers principle have been uncommon
- because each branch has traditionally respected the prerogatives of the
- other two. Nevertheless, the Court has been sensitive to its
- responsibility to enforce the principle when necessary.
-
-
- "Time and again we have reaffirmed the importance in our constitutional
- scheme of the separation of governmental powers into the three coordinate
- branches. See, e. g., Bowsher v. Synar, 478 U. S., at 725 (citing
- Humphrey's Executor, 295 U. S., at 629-630). As we stated in Buckley v.
- Valeo, 424 U. S. 1 (1976), the system of separated powers and checks and
- balances established in the Constitution was regarded by the Framers as
- `selfexecuting safeguard against the encroachment or ag grandizement of one
- branch at the expense of the other.' Id., at 122. We have not hesitated
- to invalidate provisions of law which violate this principle. See id., at
- 123." Morrison v. Olson, 487 U. S. 654, 693 (1988).
-
-
- The abuses by the monarch recounted in the Declaration of Independence
- provide dramatic evidence of the threat to liberty posed by a too powerful
- executive. But, as James Madison recognized, the representatives of the
- majority in a democratic society, if unconstrained, may pose a similar
- threat:
-
-
- "It will not be denied, that power is of an encroaching nature, and that it
- ought to be effectually restrained from passing the limits assigned to it.
-
-
- . . . . .
-
-
-
-
- "The founders of our republics . . . seem never for a moment to have
- turned their eyes from the danger to liberty from the overgrown and
- all-grasping prerogative of an hereditary magistrate, supported and
- fortified by an hereditary branch of the legislative authority. They seem
- never to have recollected the danger from legislative usurpations; which by
- assembling all power in the same hands, must lead to the same tyranny as is
- threatened by executive usurpations. . . . [I]t is against the
- enterprising ambition of this department, that the people ought to indulge
- all their jealousy and exhaust all their precautions.
-
- "The legislative department derives a superiority in our governments
- from other circumstances. Its constitutional powers being at once more
- extensive and less susceptible of precise limits, it can with the greater
- facility, mask under complicated and indirect measures, the encroachments
- which it makes on the co-ordinate departments. It is not unfrequently a
- question of real-nicety in legislative bodies, whether the operation of a
- particular measure, will, or will not extend beyond the legislative
- sphere." The Federalist No. 48, pp. 332-334 (J. Cooke ed. 1961) (J.
- Madison).
-
-
- To forestall the danger of encroachment "beyond the legislative
- sphere," the Constitution imposes two basic and related constraints on the
- Congress. It may not "invest itself or its Members with either executive
- power or judicial power." J. W. Hampton, Jr., & Co. v. United States, 276
- U. S. 394, 406 (1928). And, when it exercises its legislative power, it
- must follow the "single, finely wrought and exhaustively considered,
- procedures" specified in Article I. INS v. Chadha, 462 U. S. 919, 951
- (1983). {19}
-
- The first constraint is illustrated by the Court's holdings in Springer
- v. Philippine Islands, 277 U. S. 189 (1928), and Bowsher v. Synar, 478 U.
- S. 714 (1986). Springer involved the validity of acts of the Philippine
- legislature that authorized a committee of three -- two legislators and one
- executive -- to vote corporate stock owned by the Philippine Government.
- Because the Organic Act of the Philippine Islands incorporated the
- separation-of-powers principle, and because the challenged statute
- authorized two legislators to perform the executive function of controlling
- the management of the government-owned corporations, the Court held the
- statutes invalid. Our more recent decision in Bowsher involved a
- delegation of authority to the Comptroller General to revise the federal
- budget. After concluding that the Comptroller General was in effect an
- agent of Congress, the Court held that he could not exercise executive
- powers:
-
-
- "To permit the execution of the laws to be vested in an officer answerable
- only to Congress would, in practical terms, reserve in Congress control
- over the execution of the laws. . . . The structure of the Constitution
- does not permit Congress to execute the laws; it follows that Congress
- cannot grant to an officer under its control what it does not possess."
- Bowsher, 478 U. S., at 726.
-
-
- The second constraint is illustrated by our decision in Chadha. That
- case involved the validity of a statute that authorized either House of
- Congress by resolution to invalidate a decision by the Attorney General to
- allow a deportable alien to remain in the United States. Congress had the
- power to achieve that result through legislation, but the statute was
- nevertheless invalid because Congress cannot exercise its legislative power
- to enact laws without following the bicameral and presentment procedures
- specified in Article I. For the same reason, an attempt to characterize
- the budgetary action of the Comptroller General in Bowsher as legislative
- action would not have saved its constitutionality because Congress may not
- delegate the power to legislate to its own agents or to its own Members.
- {20}
-
- Respondents rely on both of these constraints in their challenge to the
- Board of Review. The Court of Appeals found it unnecessary to discuss the
- second constraint because the court was satisfied that the power exercised
- by the Board of Review over "key operational decisions is quintessentially
- executive." 286 U. S. App. D.C., at 342, 917 F. 2d, at 56. We need not
- agree or disagree with this characterization by the Court of Appeals to
- conclude that the Board of Review's power is constitutionally
- impermissible. If the power is executive, the Constitution does not permit
- an agent of Congress to exercise it. If the power is legislative, Congress
- must exercise it in conformity with the bicameralism and presentment
- requirements of Art. I, MDRV 7. In short, when Congress "[takes] action
- that ha[s] the purpose and effect of altering the legal rights, duties, and
- relations of persons . . . outside the Legislative Branch," it must take
- that action by the procedures authorized in the Constitution. See Chadha,
- 462 U. S., at 952-955. {21}
-
- One might argue that the provision for a Board of Review is the kind of
- practical accommodation between the Legislature and the Executive that
- should be permitted in a "workable government." {22} Admittedly, Congress
- imposed its will on the regional authority created by the District of
- Columbia and the Commonwealth of Virginia by means that are unique and that
- might prove to be innocuous. However, the statutory scheme challenged
- today provides a blueprint for extensive expansion of the legislative power
- beyond its constitutionally-confined role. Given the scope of the federal
- power to dispense benefits to the States in a variety of forms and subject
- to a host of statutory conditions, Congress could, if this Board of Review
- were valid, use similar expedients to enable its Members or its agents to
- retain control, outside the ordinary legislative process, of the activities
- of state grant recipients charged with executing virtually every aspect of
- national policy. As James Madison presciently observed, the legislature
- "can with greater facility, mask under complicated and indirect measures,
- the encroachments which it makes on the co-ordinate departments." The
- Federalist No. 48, at 334. Heeding his warning that legislative "power is
- of an encroaching nature," we conclude that the Board of Review is an
- impermissible encroachment. {23}
-
- The judgment of the Court of Appeals is affirmed.
-
- It is so ordered.
-
-
-
-
-
-
-
- ------------------------------------------------------------------------------
- 1
- Metropolitan Washington Airports Act of 1986, 100 Stat. 3341, 49 U. S.
- C. App. 15 2451-2461 (Transfer Act).
-
- 2
- "Of the three airports, National, as the Nation's 14th busiest airport
- (1983), handles by far the most traffic. In 1983, these airports handled
- passenger volumes of: National, 14.2 million; Dulles, 2.9 million; and BWI,
- 5.2 million. Other measures of airport activity also indicate a much
- greater activity level at National. On a combined basis, the [airports]
- earned the Federal Government a profit of $11.4 million. This profit,
- however, is entirely the result of activity at National, as Dulles
- consistently operates at a deficit. BWI, which not long ago operated at a
- loss, is now a consistent money maker for Maryland." CRS Report 2.
-
- 3
- "There is no question that the daily management of the airports by the
- Metropolitan Washington Airports unit of FAA has been excellent. However,
- inclusion of the airports in the unified Federal budget has generally
- stymied most efforts to improve or expand facilities at either airport to
- keep pace with the growing commercial and air travel needs of the
- Washington area. No major capital projects have been financed at either
- airport from Federal appropriations since the construction of Dulles in the
- early 1960's. Given the continuing need to limit federal expenditures to
- reduce Federal deficits, it is unlikely that any significant capital
- improvements could be undertaken at the airports in the foreseeable
- future." S. Rep. No. 99-193, p. 2 (1985).
-
- 4
- "Two of the suggestions made by the staff would present substantial
- constitutional problems. The first of these proposals would create a
- `Federal Board of Directors,' consisting of three members of the House,
- appointed by the Speaker, three members of the Senate, appointed by the
- President pro tempore, and the Comptroller General. As proposed, this
- Federal Board would clearly be unconstitutional. In reality the Federal
- Board would be no more than a committee of Congress plus the Comptroller
- General -- who is clearly a legislative officer. This committee would be
- authorized by the bill to veto certain types of actions otherwise within
- the Airports Authority's power under applicable state law. In the absence
- of the Federal Board, the Airports Authority could implement those
- decisions without further review or approval. Disapproval by the Federal
- Board of a particular action would thus have `the purpose and effect of
- altering the legal rights, duties, and relations of persons . . . outside
- the Legislative Branch,' INS v. Chadha, 462 U. S. 919, 952 (1983), and
- would plainly be legislative action that must conform to the requirements
- of Article 1, section 7 of the Constitution: passage by both Houses and
- approval by the President. Id. at 954-955. Congress cannot directly vest
- the Federal Board with authority to veto decisions made by the Airports
- Authority any more than it can authorize one House, one committee, or one
- officer to overturn the Attorney General's decision to allow a deportable
- alien to remain in the United States, to reject rules implemented by an
- executive agency pursuant to delegated authority, to dictate mandatory
- budget cuts to be made by the President, or to overturn any decision made
- by a state agency." App. 26-27 (footnotes omitted).
-
- 5
- "The board of directors shall be subject to review of its actions and
- to requests, in accordance with this subsection, by a Board of Review of
- the Airports Authority. Such Board of Review shall be established by the
- board of directors and shall consist of the following, in their individual
- capacities, as representatives of users of the Metropolitan Washington
- Airports:
- "(A) two members of the Public Works and Transportation Committee and
- two members of the Appropriations Committee of the House of Representatives
- from a list provided by the Speaker of the House;
-
- "(B) two members of the Commerce, Science, and Transportation Committee
- and two members of the Appropriations Committee of the Senate from a list
- provided by the President pro tempore of the Senate; and
-
- "(C) one member chosen alternatively from members of the House of
- Representatives and members of the Senate, from a list provided by the
- Speaker of the House or the President pro tempore of the Senate,
- respectively.
-
- "The members of the Board of Review shall elect a chairman. A member of
- the House of Representatives or the Senate from Maryland or Virginia and
- the Delegate from the District of Columbia may not serve on the Board of
- Review." 49 U. S. C. App. MDRV 2456(f)(1).
-
- 6
- "The following are the actions referred to in subparagraph (A):
-
- "(i) the adoption of an annual budget;
-
- "(ii) the authorization for the issuance of bonds;
-
- "(iii) the adoption, amendment, or repeal of a regulation;
-
- "(iv) the adoption or revision of a master plan, including any proposal
- for land acquisition; and
-
- "(v) the appointment of the chief executive officer." MDRV
- 2456(f)(4)(B).
-
- 7
- "An action disapproved under this paragraph shall not take effect.
- Unless an annual budget for a fiscal year has taken effect in accordance
- with this paragraph, the Airports Authority may not obligate or expend any
- money in such fiscal year, except for (i) debt service on previously
- authorized obligations, and (ii) obligations and expenditures for
- previously authorized capital expenditures and routine operating expenses."
- MDRV 2456(f)(4)(D).
-
- 8
- "The Board of Review may request the Airports Authority to consider and
- vote, or to report, on any matter related to the Metropolitan Washington
- Airports. Upon receipt of such a request the Airports Authority shall
- consider and vote, or report, on the matter as promptly as feasible." MDRV
- 2456(f)(5).
-
- 9
- "Any action of the Airports Authority changing, or having the effect of
- changing, the hours of operation of or the type of aircraft serving either
- of the Metropolitan Washington Airports may be taken only by regulation of
- the Airports Authority." MDRV 2456(g).
-
- 10
- "If the Board of Review established under subsection (f) of this
- section is unable to carry out its functions under this subchapter by
- reason of a judicial order, the Airports Authority shall have no authority
- to perform any the actions that are required by paragraph (f)(4) of this
- section to be submitted to the Board of Review." MDRV 2456(h).
-
- 11
- The District Court also rejected the arguments that the case was not
- ripe for review and that plaintiffs had failed to exhaust administrative
- remedies. 718 F. Supp., at 979-980.
-
- 12
- Rule 12.4 provides that "[a]ll parties to the proceeding in the court
- whose judgment is sought to be reviewed shall be deemed parties in this
- Court, unless the petitioner notifies the Clerk of this Court in writing of
- the petitioner's belief that one or more of the parties below has no
- interest in the outcome of the petition. . . . All parties other than
- petitioners shall be respondents. . . ." Even though the United States is
- technically a respondent under Rule 12.4, we shall use the term
- "respondents" to refer solely to plaintiffs.
- The United States does not support the position taken by petitioners
- and the dissent. The United States argues that "[i]f the exercise of state
- authority were sufficient in itself to validate a statutorily imposed
- condition like the one in this case, a massive loophole in the separation
- of powers would be opened." Brief for the United States 31. According to
- the United States, the condition in this case is constitutional only
- because "there is here a reasonable basis for the appointment of Members of
- Congress `in their individual capacities.' " Id., at 33.
-
- 13
- In the lower courts, petitioners also challenged this action on
- ripeness grounds. Although petitioners do not press this issue on appeal,
- it concerns our jurisdiction under Article III, so we must consider the
- question on our own initiative. See Liberty Mutual Ins. Co. v. Wetzel, 424
- U. S. 737, 740 (1976). We have no trouble concluding, however, that a
- challenge to the Board of Review's veto power is ripe even if the veto
- power has not been exercised to respondents' detriment. The threat of the
- veto hangs over the Board of Directors like the sword over Damocles,
- creating a "here-and-now subservience" to the Board of Review sufficient to
- raise constitutional questions. See Bowsher v. Synar, 478 U. S. 714, 727,
- n. 5 (1986).
-
- 14
- "The Congress finds that --
-
- . . . . .
-
- "(3) the Federal Government has a continuing but limited interest in
- the operation of the two federally owned airports, which serve the travel
- and cargo needs of the entire Metropolitan Washington region as well as the
- District of Columbia as the national seat of government." 49 U. S. C. App.
- MDRV 2451.
-
- 15
- Thus, whether or not the statute gives the Airports Authority formal
- appointment and removal power over the Board of Review is irrelevant. Also
- irrelevant for separation-of-powers purposes is the likelihood that
- Congress will discipline Board members by depriving them of Committee
- membership. See Bowsher, 478 U. S., at 730 (rejecting relevance of
- likelihood that Congress would actually remove the Comptroller General).
- The dissenting judge on the Court of Appeals suggested that a
- constitutional problem could be avoided by reading the statute's
- requirement that Board members be members of particular congressional
- committees as applying only at the time of appointment. See 286 U. S. App.
- D.C. 334, 347, 917 F. 2d 48, 61 (1990) (Mikva, J. dissenting). We do not
- dispute that statutes should be interpreted, if possible, to avoid
- constitutional difficulties. See, e. g., Edward J. DeBartolo Corp. v.
- Florida Gulf Coast Building & Construction Trades Council, 485 U. S. 568,
- 575 (1988). However, the statutory language unambiguously requires that
- the Board of Review "shall consist" of members of certain congressional
- committees. The Transfer Act cannot fairly be read to impose this
- requirement only at the time of appointment.
-
- 16
- Petitioners and the United States both place great weight on the fact
- that the Framers at the Constitutional Convention expressly rejected a
- constitutional provision that would have prohibited an individual from
- holding both state and federal office. Brief for Petitioners 15; Brief for
- United States 21-23. The Framers apparently were concerned that such a
- prohibition would limit the pool of talented citizens to one level of
- government or the other. See 1 M. Farrand, Records of the Federal
- Convention of 1787, pp. 20-21, 217, 386, 389, 428-429 (1911). Neither
- Petitioners nor the United States, however, point to any endorsement by the
- Framers of offices that are nominally created by the State but for which
- concurrent federal office is a prerequisite.
-
- 17
- U. S. Const., Art. IV, MDRV 3, cl. 2 provides in relevant part:
- "The Congress shall have Power to dispose of and make all needful Rules
- and Regulations respecting the Territory or other Property belonging to the
- United States."
-
- 18
- U. S. Const., Amdt. 21 provides:
- "Section 1. The eighteenth article of amendment to the Constitution of
- the United States is hereby repealed.
-
- "Sec. 2. The transportation or importation into any State, Territory,
- or possession of the United States for delivery or use therein of
- intoxicating liquors, in violation of the laws thereof, is hereby
- prohibited.
-
- "Sec. 3. This article shall be inoperative unless it shall have been
- ratified as an amendment to the Constitution by conventions in several
- States, as provided in the Constitution, within seven years from the date
- of the submission hereof to the States by the Congress."
-
- 19
- "As we emphasized in Chadha, when Congress legislates, when it makes
- binding policy, it must follow the procedures prescribed in Article I.
- Neither the unquestioned urgency of the national budget crisis nor the
- Comptroller General's proud record of professionalism and dedication
- provides a justification for allowing a congressional agent to set policy
- that binds the Nation. Rather than turning the task over to its agent, if
- the Legislative Branch decides to act with conclusive effect, it must do so
- through a process akin to that specified in the fallback provision --
- through enactment by both Houses and presentment to the President."
- Bowsher v. Synar, 478 U. S. 714, 757-759 (1986) (Stevens, J., concurring in
- the judgment).
-
- 20
- "If Congress were free to delegate its policymaking authority to one of
- its components, or to one of its agents, it would be able to evade `the
- carefully crafted restraints spelled out in the Constitution.' Id., at
- 959." Bowsher, 478 U. S., at 755 (Stevens, J., concurring in the
- judgment).
-
- 21
- The Constitution does permit Congress or a part of Congress to take
- some actions with effects outside the Legislative Branch by means other
- than the provisions of Art. I, MDRV 7. These include at least the power of
- the House alone to initiate impeachments, Art. I, MDRV 2, cl. 5; the power
- of the Senate alone to try impeachments, Art. I, MDRV 3, cl. 6; the power
- of the Senate alone to approve or disapprove Presidential appointments,
- Art. II MDRV 2, cl. 2; and the power of the Senate alone to ratify
- treaties, Art. II, MDRV 2, cl. 2. See also Art. II, MDRV 1, and Amdt. 12
- (Congressional role in Presidential election process); Art. V
- (Congressional role in Amendment process). Moreover, Congress can, of
- course, manage its own affairs without complying with the constraints of
- Art. I, MDRV 7. See Chadha, 462 U. S., at 954, n. 16 (1983); Bowsher, 478
- U. S., at 753-756 (Stevens, J., concurring).
-
- 22
- "While the Constitution diffuses power the better to secure liberty, it
- also contemplates that practice will integrate the dispersed powers into a
- workable government. It enjoins upon its branches separateness but
- interdependence, autonomy but reciprocity." Youngstown Sheet & Tube Co. v.
- Sawyer, 343 U. S. 579, 635 (1952) (concurring opinion).
-
- 23
- Because we invalidate the Board of Review under basic
- separation-ofpowers principles, we need not address respondents' claim that
- Members of Congress serve on the Board in violation of the Incompatibility
- and Ineligibility Clauses. See U. S. Const., Art. I, MDRV 6. We also
- express no opinion on whether the appointment process of the Board of
- Review contravenes the Appointments Clause, U. S. Const., Art. II, MDRV 2,
- cl. 2.
-